| 13-02320 | 11/25/2015 | Claimant(s): Patrick Boyle
Claimant Lawyers(s): Patrick W. Boyle
Respondent(s): David Matthews
Respondent Lawyers(s): David W. Matthews
Arbitrator(s): Justine Fischer, James E. Bartels, John P. Hughie
Hearing Site: Portland, OR
|  | Dismissed by Rule 12206 |
| 15-00170 | 08/25/2015 | Claimant(s): Brian Nelson
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Robert S. Banks, Michael D. Weiner, Katherine H. O'Neil
Hearing Site: Portland, OR
| | |
| 14-01970 | 08/04/2015 | Claimant(s): Andrea Madison
Claimant Lawyers(s): Andrea Madison
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Linda I. Thomas, Joseph W. Cheek, James F. Zotter
Hearing Site: Portland, OR
| | $0 |
| 14-02047 | 08/03/2015 | Claimant(s): Robert Holland
Claimant Lawyers(s): Robert J. McGaughey
Respondent(s): Richard Wilson
Respondent Lawyers(s): Willard L. Ransom
Arbitrator(s): O. Meredith Wilson, John F. Harris, James E. Bartels
Hearing Site: Portland, OR
| | |
| 13-02785 | 07/14/2015 | Claimant(s): Carol McPherson, Michael McPherson, 1600 Barberry Lane 27, 1600 Barberry Lane 28, Oak Park Office Center 15, Oak Park Office Center 16
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Ryan Probstfeld
Arbitrator(s): Justine Fischer, Bert P. Krages, Gary L. Vezina
Hearing Site: Portland, OR
| | Expungement |
| 15-00449 | 06/25/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas F. Kopshever
Respondent(s): Pil Hwang
Respondent Lawyers(s): Pil Sang Hwang
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
| | |
| 12-01006 | 04/02/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Omar Marquez
Respondent Lawyers(s): Steven M. Wilker
Arbitrator(s): O. Meredith Wilson, Joyce L. Tyler, Bert P. Krages
Hearing Site: Portland, OR
| | |
| 14-00378 | 03/20/2015 | Claimant(s): Shannon Soqui
Claimant Lawyers(s): Shannon Soqui
Respondent(s): Joseph Dimauro, Michael Clark, Clark Dodge & Co..
Respondent Lawyers(s): Frank J. Franzino, Michael Kevin Clark
Arbitrator(s): Robert S. Banks, James F. Zotter, John P. Hughie
Hearing Site: Portland, OR
| | |
| 14-00096 | 03/20/2015 | Claimant(s): Kathy Hewkin, Thomas Hewkin, Kathy S. Hewkin IRA, Thomas J. Hewkin IRA
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): Kortney Farmer
Arbitrator(s): Daniel B. MacLeod, Nina Vallion, Francis Vincent Dane
Hearing Site: Portland, OR
| | $667,422 |
| 14-01030 | 03/10/2015 | Claimant(s): Jeffrey Wertz, Kathryn Madison
Claimant Lawyers(s): Darlene Pasieczny, Robert S. Banks
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Paul R. Meyer
Hearing Site: Portland, OR
| | $0 |
