| 12-00462 | 04/22/2013 | Claimant(s): Mildred Wood, Mildred Wood Revocable Trust, Trust Under the Will of Robert E. Wood
Claimant Lawyers(s): Thomas P. Gressette
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Lisbeth Cherrington
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Susan J. Buckley, Alan L. Berger, Charles L.A. Terreni
Hearing Site: Columbia, SC
|  | Expungement |
| 10-05635 | 04/16/2013 | Claimant(s): Dennis Lowery, James Vaughn, Robert Cancellieri
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Matthew C. Plant
Arbitrator(s): Fred S. Pieroni, Jacob Aschkenasy, Douglas S. Abel
Hearing Site: New York, NY
| | Expungement |
| 12-02095 | 04/12/2013 | Claimant(s): Mark Robbins
Claimant Lawyers(s): Mark Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Christopher S. Griesmeyer
Arbitrator(s): Harvey C. Flodin
Hearing Site: San Diego, CA
| | |
| 11-01715 | 04/10/2013 | Claimant(s): Constance Poussard
Claimant Lawyers(s): Jahan K Manasseh
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Joseph A. Kenary, Robert T. Reeves, John L. Woods
Hearing Site: Baltimore, MD
| | Expungement |
| 10-01433 | 04/04/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kenneth Meyers
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Mark S. Priver
Hearing Site: San Francisco, CA
| | |
| 11-00963 | 04/04/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Marco Rivera
Respondent Lawyers(s): Christian Krankemann
Arbitrator(s): Frank R Weaver
Hearing Site: San Francisco, CA
| | |
| 11-02573 | 04/03/2013 | Claimant(s): Leslie Goldberg
Claimant Lawyers(s): Steven E. Cole
Respondent(s): Alan Singer, Wells Fargo Advisors
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Richard A. Scalfani, Stuart M. Schwartz, Ralph L. Halpern
Hearing Site: Syracuse, NY
| | Expungement |
| 12-01044 | 03/25/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jason Warner
Respondent(s): Robert Potter
Respondent Lawyers(s): Sanna-Rae Taylor
Arbitrator(s): Joan M. Traub, Richard J. Lawrence, James Wilmer Barlow
Hearing Site: Salt Lake City, UT
| | |
| 11-03828 | 03/25/2013 | Claimant(s): K & M Dattani Irrevocable Trust
Claimant Lawyers(s): Andrew H. Wilson
Respondent(s): Wells Fargo Advisors, Wells Fargo Investments
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Herb Schwartz, Ralph A. Cotton, Jonathan Holman Hathaway
Hearing Site: San Francisco, CA
| | Expungement |
| 12-03208 | 03/14/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Donald Treloar
Respondent Lawyers(s): Donald Thomas Treloar
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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