Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01916 | 01/30/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory Tendrich Respondent(s): Colleen Cowan Respondent Lawyers(s): Michael D. Kennedy Arbitrator(s): Monica I. Salis Hearing Site: Miami, FL | ||
| 12-02131 | 01/28/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sandra D. Grannum Respondent(s): Kevin Mercer Respondent Lawyers(s): Kevin Mercer Arbitrator(s): Mary Lou McGanney Hearing Site: New York, NY | ||
| 12-01716 | 01/23/2014 | Claimant(s): Gene K Glasser and Jewel Bertman Trustee Claimant Lawyers(s): Gary Menzer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL |  | Expungement |
| 12-01858 | 01/22/2014 | Claimant(s): Carolyn Hamilton, Frank A. Hamilton (Deceased)IRA Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Thomas J. McAllister, Irving A. Chesler, Robert David Epstein Hearing Site: Indianapolis, IN | | Expungement |
| 12-03473 | 01/22/2014 | Claimant(s): Daryl Olson Claimant Lawyers(s): Matthew J. Faust Respondent(s): Wells Fargo Advisors, John Mclaughlin Respondent Lawyers(s): Judy Louie Arbitrator(s): Sally G. Williams Hearing Site: San Diego, CA | | $35,954 |
| 13-00626 | 01/13/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jamie L. Helman Respondent(s): Jamil Ahmed Respondent Lawyers(s): Jamil Ahmed Arbitrator(s): Mark Mendley Hearing Site: New York, NY | ||
| 13-00236 | 01/07/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Marcos Madril Respondent Lawyers(s): Marcos A. Madril Arbitrator(s): I. Douglas Dunipace, Seymour A. Kolman, Jamie Lee Wicks Hearing Site: Phoenix, AZ | ||
| 13-02012 | 01/07/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): Walter Bernard Respondent Lawyers(s): Walter Jeffrey Bernard Arbitrator(s): Donita M. King Hearing Site: Raleigh, NC | ||
| 12-03453 | 01/02/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas K. Potter Respondent(s): David Dunavant Respondent Lawyers(s): David Robert Dunavant Arbitrator(s): Eric Spencer Buchanan, Leslie T. Hanna, Jeff Mueller Hearing Site: Memphis, TN | ||
| 13-01926 | 12/27/2013 | Claimant(s): Eniko Shaw, Joseph Shaw Claimant Lawyers(s): Joseph Shaw Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Ellen Holland Keller Hearing Site: Cleveland, OH | | $0 |