Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02640 | 10/28/2014 | Claimant(s): Robert Branscombe Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Ronald L. Cheney, B. J. Krintzman, Philip S. Wellman Hearing Site: Manchester, NH |  | Expungement |
| 13-01556 | 10/27/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Keith J Barnett Respondent(s): George Claussen Respondent Lawyers(s): James S. V. Weston Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | ||
| 13-00670 | 10/24/2014 | Claimant(s): Tunde Oladunni Claimant Lawyers(s): Glenn A. Delk Respondent(s): Wells Fargo Advisors, Keith Spelmon Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John D. Mattingly Hearing Site: Atlanta, GA | | Expungement |
| 12-02191 | 10/23/2014 | Claimant(s): Sarah Metzinger Claimant Lawyers(s): Robert S. Moraff Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Jay Alan Kranis Hearing Site: Newark, NJ | | Expungement |
| 13-00011 | 10/22/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Respondent Lawyers(s): Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | ||
| 13-01438 | 10/21/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Christopher Bleuher Respondent Lawyers(s): Catherine L. Rhodes Arbitrator(s): Edward J. Costello, William E. Winfield, Katharine Reed Coleman Hearing Site: Los Angeles, CA | ||
| 13-02180 | 10/20/2014 | Claimant(s): John Shaw Claimant Lawyers(s): John M. Shaw Respondent(s): Brad Hindman, Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA | | $0 |
| 13-00114 | 10/15/2014 | Claimant(s): Christine Nielson Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Vicky L. Orem, Sandra Holmes, Peter H. Goldberg Hearing Site: Baltimore, MD | | Expungement |
| 13-01323 | 10/15/2014 | Claimant(s): Mark Manoogian Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors, Jim Karas Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | | Expungement |
| 13-02618 | 10/15/2014 | Claimant(s): Ofelia Casillas IRA Claimant Lawyers(s): Gary Menzer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | | Expungement |