| 14-01793 | 10/27/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Robert Estep
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Alan J. Blocher, Peter Edward Sheridan, Kenneth Mark Jingozian
Hearing Site: Philadelphia, PA
| | |
| 13-02887 | 10/27/2015 | Claimant(s): Joe Solorsa
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster
Hearing Site: Los Angeles, CA
|  | Expungement |
| 14-01779 | 10/26/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Kevin Kane, Robert Estep
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Dale A. Pope, Roslyn G. Pollack, Gerald S. Smith
Hearing Site: Philadelphia, PA
| | |
| 14-02900 | 10/26/2015 | Claimant(s): Howard Eugene Rude
Claimant Lawyers(s): Randall Place
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Lawrence R. Commers, Stephen C. Esposito, Douglas J. Nesbit
Hearing Site: Des Moines, IA
| | Expungement |
| 10-00540 | 10/21/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kirstin E. Muller
Respondent(s): Wedbush Securities Inc., Michael Hornkohl, Robert Brown
Respondent Lawyers(s): John Stenson
Arbitrator(s): David J. Romanski, Vincent J. Natoli, Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | |
| 14-01854 | 10/15/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Joshua F. Bugos
Respondent(s): Eric Erickson
Respondent Lawyers(s): Eric John Erickson
Arbitrator(s): Thomas L. Dueber
Hearing Site: Denver, CO
| | |
| 14-02768 | 10/05/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Besart Morina
Respondent Lawyers(s): Jay T. Jambeck
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
| | |
| 15-00392 | 10/05/2015 | Claimant(s): Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Ann Blaess Kimball, Stephen Ronald Crissey, Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 13-01253 | 09/24/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Hilary O'Malley
Respondent Lawyers(s): Hilary O'Malley
Arbitrator(s): Thomas C. Tretter
Hearing Site: Boston, MA
| | |
| 15-00949 | 09/21/2015 | Claimant(s): Edward Cavallone
Claimant Lawyers(s): Fred B. Monroe
Respondent(s): Wells Fargo Advisors, William Mode
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Lynne T. Albert
Hearing Site: Charlotte, NC
| | $600 |
