| 15-03150 | 07/13/2016 | Claimant(s): Timothy Craiger
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Capital City Securities
Respondent Lawyers(s): Todd E. Crawford
Arbitrator(s): James R. Duncan, Mark S. Priver, James Stephan Mulholland
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12206 |
| 14-01677 | 12/14/2015 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Watt Webb
Respondent Lawyers(s): Eric M. Epstein
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Martin J. Kotowski
Hearing Site: Los Angeles, CA
| | |
| 14-01258 | 11/04/2015 | Claimant(s): Cyrus Tabaz
Claimant Lawyers(s): Geoffrey G Melkonian
Respondent(s): Bradley Chier, J.P. Morgan Securities Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | $0 |
| 14-00632 | 06/15/2015 | Claimant(s): Shahid Karim
Claimant Lawyers(s): Lottie Cohen
Respondent(s): Citigroup Global Markets., Citi Bank, NA
Respondent Lawyers(s): Benjamin A. Tulis, Theresa M. Marchlewski
Arbitrator(s): Mark S. Priver, Richard J. Stall, Christopher L. Mass
Hearing Site: Los Angeles, CA
| | |
| 14-02937 | 04/02/2015 | Claimant(s): Refael Shaoulian
Claimant Lawyers(s): Rafael Shaoulian
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | $0 |
| 13-02888 | 03/25/2015 | Claimant(s): Leslie Kraynak, Robert Kraynak, Leslie A. Kraynak IRA, Robert C. Kraynak IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Mark S. Priver, Steven A. Wawra, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $0 |
| 13-01024 | 03/19/2015 | Claimant(s): Reuben Vollmer
Claimant Lawyers(s): Christopher Mader
Respondent(s): Aaron Maurer, Norman Price, Ronald Robertson, RP Capital LLC., Strategic Capital Group
Respondent Lawyers(s): Christine E. Tavares, William E. Fitzharris
Arbitrator(s): Larry Edmonson, Mark S. Priver, Richard A. Stephens
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-03816 | 09/16/2014 | Claimant(s): Harold Palacios
Claimant Lawyers(s): Harold Palacios
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Theresa M. Marchlewski
Arbitrator(s): Blaine Smith, Mark S. Priver, Kenneth E. Owen
Hearing Site: Los Angeles, CA
| | |
| 11-02245 | 04/25/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): Steven Grundstedt
Respondent Lawyers(s): Bart K. Larsen
Arbitrator(s): Mark S. Priver, Harvey M. Baraban, William C. Turner
Hearing Site: Las Vegas, NV
| | |
| 12-01937 | 11/29/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Brian Matz
Respondent Lawyers(s): Christine E. Goodrich
Arbitrator(s): Mark S. Priver, Edward Banian, Richard M. Norman
Hearing Site: Los Angeles, CA
| | |
