| 11-02245 | 04/25/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): Steven Grundstedt
Respondent Lawyers(s): Bart K. Larsen
Arbitrator(s): Mark S. Priver, Harvey M. Baraban, William C. Turner
Hearing Site: Las Vegas, NV
| | |
| 10-00735 | 04/12/2011 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John W. Stenson
Respondent(s): Tyrone Tabak
Respondent Lawyers(s): Tyrone B. Tabak
Arbitrator(s): Howard R. Gaines, Dee Newell, Harvey M. Baraban
Hearing Site: Las Vegas, NV
| | |
| 09-01741 | 04/07/2011 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Gillimore
Respondent Lawyers(s): Richard A. Hoyer
Arbitrator(s): Nancy Hutt, Peter H. Daly, Harvey M. Baraban
Hearing Site: San Francisco, CA
| | |
| 09-07063 | 02/24/2011 | Claimant(s): A. Welch, Patrick Curry
Claimant Lawyers(s): A. Walden Welch
Respondent(s): Jason Seale, Jerome Borzello, Raymond, James & Associates., American Wealth Management.
Respondent Lawyers(s): Erin Linehan, Steven Sherman
Arbitrator(s): Jonathan Holman Hathaway, George T. Fleming, Harvey M. Baraban
Hearing Site: San Francisco, CA
|  | Stipulated Award and Expungement |
