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FINRA Awards for A. Walden Welch

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0706302/24/2011Claimant(s): A. Welch, Patrick Curry
Claimant Lawyers(s): A. Walden Welch
Respondent(s): Jason Seale, Jerome Borzello, Raymond, James & Associates., American Wealth Management.
Respondent Lawyers(s): Erin Linehan, Steven Sherman
Arbitrator(s): Jonathan Holman Hathaway, George T. Fleming, Harvey M. Baraban
Hearing Site: San Francisco, CA
Checkmark IconStipulated Award and Expungement

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