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FINRA Awards for Irwin Weltz

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Displaying 31-38 out of 38 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0163401/08/2019Claimant(s): Daniel Weil
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Stacey Lavender-Mayers, Trevor Saliba, NMS Capital Advisors., NMS Capital Securities
Respondent Lawyers(s): Robert C. Harris
Arbitrator(s): Colette Manoil, Paul Gregory Smith, Arthur Thomas Carr
Hearing Site: Boston, MA
17-0233103/29/2018Claimant(s): Charles Zhang
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Stephen D. Arkwright
Hearing Site: Detroit, MI
16-0312903/08/2018Claimant(s): Christine Porter, Kenneth Porter Irrev Marital Trust fbo
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Zhang Financial LLC
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
Checkmark Icon$0
16-0068205/12/2017Claimant(s): Marv Capital Inc.
Claimant Lawyers(s): Virupaksha Raparthi
Respondent(s): Hartfield, Titus & Donnelly
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Martin Hunger, Brian R. Cohen, Valentine Gregory Stevens
Hearing Site: New York, NY
16-0053110/24/2016Claimant(s): Anna Hostrop, William Rapp, Estate of Virginia Venable Rapp
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ariel Gursky
Arbitrator(s): Roger L Gavan, David John Reilly, Sara Kula
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206
13-0046811/13/2014Claimant(s): Melechdavid.
Claimant Lawyers(s): Joseph N. Paykin
Respondent(s): Harry Charalambos, Maria Robles, Ramnarain Jaigobind, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Steven Gerard Goerke, Kimberly A. Gilmour, Norman E. Heyman
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0356310/24/2014Claimant(s): Jerry Ratledge
Claimant Lawyers(s): Jerry T. Ratledge
Respondent(s): Ronald Cole, Stephen Renaud, Steven Nicholson
Respondent Lawyers(s): Irwin Weltz, Stephen Renaud
Arbitrator(s): Stephen A. Weiner, David J. Weisenfeld, Eric Steven Greenebaum
Hearing Site: New York, NY
Checkmark IconExpungement
10-0273712/14/2011Claimant(s): Estate of Dr. Paul Tanner
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Oppenheimer & Co.., Kedrick Sackey
Respondent Lawyers(s): Ellen Sheridan Cona, Irwin Weltz
Arbitrator(s): Ronald Citron, Daniel P. Lund, Martin R. Cramer
Hearing Site: Newark, NJ
Checkmark Icon$0

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