Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02861 | 04/03/2020 | Claimant(s): Terence Hunt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 19-02186 | 04/01/2020 | Claimant(s): Nas Allan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Windsor Street Capital Respondent Lawyers(s): John W. Stalanski Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 19-02511 | 04/01/2020 | Claimant(s): Peter Covino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Craig Charles Beles Hearing Site: Boise, ID | ||
| 19-02297 | 03/30/2020 | Claimant(s): Michael Kramer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 19-02262 | 03/27/2020 | Claimant(s): Shaun Blakeslee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments Respondent Lawyers(s): Frederic L. Lieberman Arbitrator(s): Jane Tam Hearing Site: Baltimore, MD | ||
| 19-02682 | 03/27/2020 | Claimant(s): William O'Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 19-02230 | 03/26/2020 | Claimant(s): Wayne Kandas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 19-02720 | 03/26/2020 | Claimant(s): Craig Cheramie Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Veronica Cordova Arbitrator(s): Brian P. Jakes Hearing Site: New Orleans, LA | ||
| 19-01174 | 03/25/2020 | Claimant(s): Stanley Keyes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kovack Securities Inc, FSC Securities Corporation Respondent Lawyers(s): Amy S. Towle, James V. Noblett Arbitrator(s): Mark C Watler Hearing Site: New Orleans, LA | ||
| 19-02959 | 03/25/2020 | Claimant(s): Chuck Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Paul S. Biederman Hearing Site: New York, NY |