Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03693 | 10/14/2021 | Claimant(s): Sandra Rose Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Patrick J. Lamparello Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 20-03644 | 10/12/2021 | Claimant(s): Derrick Colby Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 20-03486 | 10/11/2021 | Claimant(s): Steven Duke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 21-00452 | 10/08/2021 | Claimant(s): Darren Port Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Eric D. Martin Arbitrator(s): Robert J. Scafuri Hearing Site: Milwaukee, WI | ||
| 21-00041 | 10/07/2021 | Claimant(s): Rony Porat Claimant Lawyers(s): Dochtor Kennedy Respondent(s): IDB Capital Corp. Respondent Lawyers(s): Melissa R. Chernofsky Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL | ||
| 20-02840 | 10/06/2021 | Claimant(s): John Randolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Minneapolis, MN | ||
| 21-00061 | 10/06/2021 | Claimant(s): Michael Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-02929 | 10/05/2021 | Claimant(s): Thomas Brough Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 20-02708 | 10/04/2021 | Claimant(s): Robert Dunn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 20-02772 | 10/01/2021 | Claimant(s): Kenneth Arellano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Robert J. Ambrogi Hearing Site: Syracuse, NY |