| 18-00261 | 10/31/2018 | Claimant(s): John Tyczynski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gleacher & Company Securities., Legg Mason Wood Walker
Respondent Lawyers(s): Annis Kwok, Rosemary Francavilla
Arbitrator(s): Tracy L. Allen
Hearing Site: Buffalo, NY
| | $0 |
| 18-00700 | 10/31/2018 | Claimant(s): Kenneth Sorge
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American Beacon Partners.
Respondent Lawyers(s): Douglas A. Pavek
Arbitrator(s): Tracy L. Allen
Hearing Site: Milwaukee, WI
| | $0 |
| 18-01857 | 10/31/2018 | Claimant(s): Gordon Glener
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $0 |
| 18-02096 | 10/31/2018 | Claimant(s): Brendon Pierson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric J. Chartan
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | $0 |
| 18-00561 | 10/30/2018 | Claimant(s): Richard Frith II
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Steven Cervantes
Arbitrator(s): Susan L. Walker
Hearing Site: Omaha, NE
| | $0 |
| 18-01272 | 10/29/2018 | Claimant(s): Timothy Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Alamo Capital
Respondent Lawyers(s): Allison Kent-Aster, Bradley A. Fishman
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | $0 |
| 18-00053 | 10/26/2018 | Claimant(s): Mark Stephan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle Osting
Arbitrator(s): Peter N. Thompson
Hearing Site: Minneapolis, MN
| | $0 |
| 17-01650 | 10/25/2018 | Claimant(s): Stephen Whitman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson, Jeffrey S. Jacobi
Arbitrator(s): Michael E. Rohde
Hearing Site: San Diego, CA
| | $0 |
| 17-03354 | 10/24/2018 | Claimant(s): James Schrader
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
| | $0 |
| 18-00501 | 10/23/2018 | Claimant(s): Jeffrey LaBelle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services., Next Financial Group.
Respondent Lawyers(s): Bradley A. Fishman, John T. Unger
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
| | $0 |
