| 17-02105 | 05/18/2018 | Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Jonathan P. Fielding
Respondent(s): Michael Venturino
Respondent Lawyers(s): Eric J. Sussman
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | |
| 17-02249 | 05/14/2018 | Claimant(s): Barbara Mittenberg
Claimant Lawyers(s): Barbara L Mittenberg
Respondent(s): Barbara Ginty
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Martin A. Edelstein
Hearing Site: Albany, NY
|  | Expungement |
| 17-01272 | 01/03/2018 | Claimant(s): David Appel, Gimme Shelter
Claimant Lawyers(s): David W. Appel
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): David S. Billet, Timothy A Meigher, Martin A. Edelstein
Hearing Site: Albany, NY
| | Dismissed by Rule 12206 |
| 15-02579 | 12/06/2016 | Claimant(s): Michael Zirpolo, Thomas Fayad
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): UBS Financial Services Inc., UBS Credit Corp.
Respondent Lawyers(s): James L. Komie
Arbitrator(s): Martin A. Edelstein, Raymond A. Urci, Steven C. Kasarda
Hearing Site: New York, NY
| | |
| 16-00798 | 10/06/2016 | Claimant(s): Christopher Calabrese
Claimant Lawyers(s): Katherine Harrison
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Martin A. Edelstein, Frances Gottfried, John Farrell Connor
Hearing Site: New York, NY
| | |
| 15-00742 | 02/19/2016 | Claimant(s): Elise Arnone, Gerald Short, Dominick Arnone Family Trust
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Jonathan Sheklow
Respondent Lawyers(s): Jonathan Michael Sheklow
Arbitrator(s): Robert Manfredo, Carolyn A. Mann, Martin A. Edelstein
Hearing Site: New York, NY
| | $151,373 |
| 12-02298 | 11/25/2015 | Claimant(s): NNN Aventura Harbor 17, NNN Las Colinas Highlands 22
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Andre Labarbera
Respondent Lawyers(s): Andre Vincent Labarbera
Arbitrator(s): Martin A. Edelstein, Ann P. Bruch, Ellen Dolores Walsh
Hearing Site: New York, NY
| | $0 |
| 14-02119 | 09/04/2015 | Claimant(s): Paul Schimmeck
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): John B. Morgan, Howard J. Stiefel, Martin A. Edelstein
Hearing Site: New York, NY
| | |
| 15-00008 | 08/27/2015 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Stephen Brune
Respondent Lawyers(s): Stephen Lloyd Brune
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | |
| 14-03666 | 08/27/2015 | Claimant(s): Arthur Storniola
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): M.D. Sass Securities, L.L.C.
Respondent Lawyers(s): Barry S. Pollack
Arbitrator(s): Martin A. Edelstein, Sam Antar, Alan Robert Sacks
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
