| 20-03098 | 12/23/2020 | Claimant(s): Jeremy Mykulak, Jon Ledoyen
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 20-01140 | 12/01/2020 | Claimant(s): Louis Levenson
Claimant Lawyers(s): Louis Levenson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): James R. McGuone, Frances L. Wolff, Harvey R. Linder
Hearing Site: Atlanta, GA
|  | $0 |
| 20-01375 | 11/23/2020 | Claimant(s): Steven Howell
Claimant Lawyers(s): Stephan Louviere
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 20-00757 | 10/01/2020 | Claimant(s): Stanley Ciotoli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Harvey R. Linder
Hearing Site: Charlotte, NC
| | |
| 19-03001 | 07/13/2020 | Claimant(s): Wanda Hawk
Claimant Lawyers(s): Wanda C. Hawk
Respondent(s): David Miller, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | $0 |
| 20-01079 | 06/18/2020 | Claimant(s): John Wilfong
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Harvey R. Linder
Hearing Site: Memphis, TN
| | |
| 20-00422 | 06/08/2020 | Claimant(s): David C. And Karen Ann H. Rentschler
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Brent Porges, Stefano Marino, Craig Scott Capital
Respondent Lawyers(s): Anthony Marino, Brent Morgan Porges, Craig Taddonio
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
| | Dismissed |
| 19-01659 | 03/20/2020 | Claimant(s): David Gallahar
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
| | |
| 18-03454 | 03/20/2020 | Claimant(s): Tomas Fernandez
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Norton
Respondent Lawyers(s): Kathryn B. Rockwood
Arbitrator(s): Harvey R. Linder
Hearing Site: Charlotte, NC
| | $0 |
| 19-02697 | 03/17/2020 | Claimant(s): Aaron Gore, David Monckton, Ronald Metcalf, Samuel Head
Claimant Lawyers(s): Bryce Benson
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Richard S. Zaifert, Harvey R. Linder, Brian Stafford
Hearing Site: Columbia, SC
| | |
