| 23-01286 | 01/11/2024 | Claimant(s): Jaime Benedetti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): John Peter Purcell
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 23-00339 | 10/13/2023 | Claimant(s): Chirag Chauhan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Harvey R. Linder
Hearing Site: Memphis, TN
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| 22-00666 | 10/12/2023 | Claimant(s): Nikita Griffin
Claimant Lawyers(s): Nikita J. Griffin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Harvey R. Linder, Melissa Lianne George, Vincent Ray Davis
Hearing Site: Atlanta, GA
|  | $0 |
| 22-00823 | 12/14/2022 | Claimant(s): Anthony Cosey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Equity Services Corp., Securities Service Network, Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley, Jennifer R. Cox, Michael S. Cargnel
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
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| 22-00868 | 12/06/2022 | Claimant(s): Stephen Williams
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): NEXT Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Harvey R. Linder, Nathan Allen Collins, Cynthianther May
Hearing Site: Birmingham, AL
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| 22-01395 | 12/02/2022 | Claimant(s): Samuel Head
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Harvey R. Linder, Christopher Cecil Lamb, Larry Kenneth Lott
Hearing Site: Columbia, SC
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| 20-03179 | 03/29/2022 | Claimant(s): James Womack
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Robert T. Allen, Robert Neal Hunter, Harvey R. Linder
Hearing Site: Charlotte, NC
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| 19-01254 | 03/16/2022 | Claimant(s): Alexander Garrett
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Elizabeth E. Moum
Arbitrator(s): Harvey R. Linder, Saundra M Clark, Garrett W. Murphy
Hearing Site: Atlanta, GA
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| 20-03950 | 01/18/2022 | Claimant(s): Janette Bossier, Blane Bossier on Behalf of His IRA, Janette Bossier as Administrator of the, Leonard Bossier IRA, Leonard Bossier SEP
Claimant Lawyers(s): Frank C. Breese
Respondent(s): Edward Jones, Kenneth Knopp
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Roger C. Benson, Kenneth R. Starr, Harvey R. Linder
Hearing Site: Jackson, MS
| | Expungement |
| 21-00784 | 12/07/2021 | Claimant(s): Archie Morris
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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