Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01359 | 10/21/2020 | Claimant(s): Rocco Guidicipietro Claimant Lawyers(s): Scott Holcomb Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): David Feldstein Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 20-00903 | 10/19/2020 | Claimant(s): William Sheehan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 19-03712 | 10/08/2020 | Claimant(s): Roger Green Claimant Lawyers(s): Dochtor Kennedy Respondent(s): IFG Network Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-00666 | 10/05/2020 | Claimant(s): Lawrence Breen Claimant Lawyers(s): Harris Freedman Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL | ||
| 20-00714 | 09/17/2020 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Anna Lascar Hearing Site: New York, NY | ||
| 20-00081 | 09/14/2020 | Claimant(s): William Gordon Claimant Lawyers(s): John Stewart Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 19-03693 | 08/31/2020 | Claimant(s): Paul Ewing Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Walnut Street Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael S. Matek Hearing Site: Kansas City, MO | ||
| 19-02764 | 07/17/2020 | Claimant(s): Robert Bragg Claimant Lawyers(s): Michael Bessette Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Milton N. Gross Hearing Site: Denver, CO | ||
| 19-03379 | 06/16/2020 | Claimant(s): Kevin Sanderford Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC, Cetera Advisors LLC Respondent Lawyers(s): David Feldstein, Sara B. Davis Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 19-02767 | 04/17/2020 | Claimant(s): Bradley Bowman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX |