| 17-02315 | 10/25/2019 | Claimant(s): James Smyth
Claimant Lawyers(s): Ross B Intelisano
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): William G. Binckes, Ronald Harris Kisner, Leslie Conason
Hearing Site: New York, NY
| | |
| 17-03028 | 03/14/2019 | Claimant(s): Michael Liciardello
Claimant Lawyers(s): Michael M. Liciardello
Respondent(s): Newedge USA LLC
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Joseph J. Arata, William G. Binckes, Charles L. Henderson
Hearing Site: New York, NY
| | |
| 17-03424 | 01/18/2019 | Claimant(s): Joseph Cothron
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | |
| 18-00622 | 01/11/2019 | Claimant(s): Thomas Kelly
Claimant Lawyers(s): Michael Bessette
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | |
| 17-00382 | 07/11/2018 | Claimant(s): Jerry Colombino
Claimant Lawyers(s): Jorge M. Altamirano
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): William G. Binckes, Larry Kars, Franklin P. Chapman
Hearing Site: New York, NY
|  | Expungement |
| 17-03323 | 06/12/2018 | Claimant(s): Christine Petraglia
Claimant Lawyers(s): Christine Petraglia
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | $0 |
| 16-02671 | 05/01/2018 | Claimant(s): Estate of Agnes Marks
Claimant Lawyers(s): Jenice Malecki
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): William G. Binckes, Stuart E. Bauchner, Alan E. Gross
Hearing Site: New York, NY
| | $0 |
| 16-03244 | 09/07/2017 | Claimant(s): Craig Ferrantino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons., Citigroup Global Markets., Next Financial Group.
Respondent Lawyers(s): Angela A. Turiano, David I. Hantman, John T. Unger
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | |
| 17-00306 | 08/15/2017 | Claimant(s): David Rosenberg
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | |
| 14-02932 | 05/26/2017 | Claimant(s): DGP, The Donald G. Partrick, Sr. 2012 Irrevoc, The Partrick Family 2012 Irrevocable Tru
Claimant Lawyers(s): Thomas J. McNamara
Respondent(s): Christopher Walkley, Morgan Stanley
Respondent Lawyers(s): Agnesa Mahmudi
Arbitrator(s): William G. Binckes, Camille S. Cooper, John Franklin Udochi
Hearing Site: New York, NY
| | Expungement |
