13-00115 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Yana Kromo Respondent(s): John Zangari Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Carole M. Crosby Hearing Site: Tampa, FL
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09-02897 | 01/11/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Brian Walsh, Stifel, Nicolaus & Co.., Kevin Healy Respondent Lawyers(s): Andrew J. Shapren Arbitrator(s): Martin Mushkin, Cheryl Feldman, Joseph R. Sahid Hearing Site: New York, NY
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11-00140 | 08/28/2012 | Claimant(s): Donald Adkins Claimant Lawyers(s): Thomas J. Momjian Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Michael E. Olney, Gary W. Sherbell, Walter Michael Mathews Hearing Site: New York, NY
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10-05005 | 05/27/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Richard Coale Respondent Lawyers(s): Richard L. Coale Arbitrator(s): Marilyn J. Salzman Hearing Site: Philadelphia, PA
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10-03486 | 05/06/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Christopher S. Koller Respondent(s): Robert Connell Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Edward F. Koren, Joseph J. Dougherty, Aaron David Fray Hearing Site: Philadelphia, PA
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08-02881 | 06/30/2009 | Claimant(s): Carlos Reisen Claimant Lawyers(s): William A. Healy Respondent(s): J.J.B. Hilliard, W.L. Lyons Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Philip C. Johnston, Alex H. Keller, Marilyn R. Rathbun Hearing Site: Cincinnati, OH
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07-02448 | 03/25/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Harry Virunurm Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Richard A. Purkiss, David M. Panko, Howard B. Scherer Hearing Site: Philadelphia, PA
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07-02449 | 09/22/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Richard Smithson Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Edward T. Borer, Stephen T. Mayhew, Jack H. McNairy Hearing Site: Philadelphia, PA
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06-02135 | 01/03/2008 | Claimant(s): Steven Nadler Claimant Lawyers(s): Ruthann G. Niosi Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Investment Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Mark D. Quinn, Susan E. Harkins, Robert Philip Mather Hearing Site: Newark, NJ
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