Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00047 | 08/29/2019 | Claimant(s): Mark Wilburn Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 19-00342 | 08/19/2019 | Claimant(s): Lee Thomson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 18-03864 | 07/31/2019 | Claimant(s): Julie Castillo Claimant Lawyers(s): Julie Hermes Castillo Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Allen Kilik, Robert Lawrence Ostrov, Tiffany Jeanette Brown Hearing Site: Boca Raton, FL | ||
| 18-03991 | 07/30/2019 | Claimant(s): Michael Abramo Claimant Lawyers(s): N. Nancy Ghabai, Esq. Respondent(s): LPL Financial LLC, UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Anthony J. Borrelli, David I. Hantman, Esq., Jon D. Kaplon Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 18-03213 | 04/23/2019 | Claimant(s): Nisha Varma Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 18-02633 | 02/25/2019 | Claimant(s): Gregory Powell Claimant Lawyers(s): Joshua D. Jones Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): J. Maxwell Williams Hearing Site: Birmingham, AL | ||
| 18-01186 | 01/30/2019 | Claimant(s): Donald Clark Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | ||
| 18-01546 | 11/13/2018 | Claimant(s): Jim Casey Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 18-00303 | 11/12/2018 | Claimant(s): Kevin Fifield Claimant Lawyers(s): Stuart Sinai Respondent(s): LPL Financial LLC, MML Investors Services Respondent Lawyers(s): Barbara H. Kramer, Jon D. Kaplon Arbitrator(s): Stephen D Kursman Hearing Site: Detroit, MI | ||
| 18-01751 | 11/01/2018 | Claimant(s): David Rath Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA |