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FINRA Awards for Gregory Powell

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0263302/25/2019Claimant(s): Gregory Powell
Claimant Lawyers(s): Joshua D. Jones
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): J. Maxwell Williams
Hearing Site: Birmingham, AL
17-0302204/09/2018Claimant(s): Gregory Powell
Claimant Lawyers(s): Joshua D. Jones
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL

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