Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01448 | 10/31/2019 | Claimant(s): Joseph Bollinger Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Langfred W. White, Stuart K. Furman, Robert E. Graves Hearing Site: Jackson, MS | ||
| 19-00527 | 10/22/2019 | Claimant(s): Thomas Norris Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI | ||
| 19-01115 | 10/22/2019 | Claimant(s): Jennifer Turner Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 18-04322 | 10/21/2019 | Claimant(s): Sandeep Varma, Steven Musser Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 18-04376 | 10/11/2019 | Claimant(s): Mark Richmond Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA | ||
| 19-00296 | 10/07/2019 | Claimant(s): Charles Smith Claimant Lawyers(s): Michael O'Gara Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): C. Sumpter Logan Hearing Site: Oklahoma City, OK | ||
| 19-00324 | 10/02/2019 | Claimant(s): Christopher Nichols Claimant Lawyers(s): Matthew E. Wolper Respondent(s): LPL Financial LLC, Lincoln Financial Securities Corporation Respondent Lawyers(s): Jon D. Kaplon, Michael W. Arnold Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL | ||
| 19-00452 | 09/26/2019 | Claimant(s): Mark Schlipman Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert J. Scafuri Hearing Site: St. Louis, MO | ||
| 18-04058 | 09/16/2019 | Claimant(s): John Cartolano Claimant Lawyers(s): Robert D. Mitchell Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Marcia A. Herrmann, Michael Kelley, Ernst Janensch Hearing Site: Phoenix, AZ | ||
| 18-04358 | 09/11/2019 | Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Louis H Miron Hearing Site: Wilmington, DE |