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FINRA Awards for Mark Richmond

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0437610/11/2019Claimant(s): Mark Richmond
Claimant Lawyers(s): Frances Menzer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA

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