Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00562 | 08/30/2021 | Claimant(s): Aaron Coppelson, Nightingale NY1 LLC Claimant Lawyers(s): Scott L. Silver Respondent(s): Elad Rahamim, Wells Fargo Clearing Services Respondent Lawyers(s): Daniel J. Donovan, Esther E. Cho Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA |  | Expungement |
| 20-03011 | 07/06/2021 | Claimant(s): Brice Redmond Claimant Lawyers(s): Erika C. Binnix Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 20-02715 | 06/21/2021 | Claimant(s): Darin Gibson Claimant Lawyers(s): Benjamin Winograd Respondent(s): AXA Advisors Respondent Lawyers(s): Michael Bryant Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 20-03123 | 06/16/2021 | Claimant(s): Timothy Tremblay Claimant Lawyers(s): Tyson W. Kovash Respondent(s): Centaurus Financial. Respondent Lawyers(s): Bryan Gless Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 21-00142 | 05/14/2021 | Claimant(s): Refael Shaoulian Claimant Lawyers(s): Refael Shaoulian Respondent(s): Robinhood Securities Respondent Lawyers(s): Jonathan J. Brennan Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | | $0 |
| 20-01838 | 02/04/2021 | Claimant(s): James Peters Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Centaurus Financial., Northwestern Mutual Investment Services Respondent Lawyers(s): Michael Thomas West, Thomas K. Anderson Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 18-04302 | 10/26/2020 | Claimant(s): Ricardo San Roman Dunne Claimant Lawyers(s): Brian Levin Respondent(s): Morgan Stanley Respondent Lawyers(s): Jorge deNeve Arbitrator(s): Andrew M. Mintzer, Joyce L. Hurley, Edward H. Davis Hearing Site: Los Angeles, CA | | $0 |
| 19-03840 | 07/21/2020 | Claimant(s): Lam Thai Claimant Lawyers(s): Lam Thai Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | | $0 |
| 19-03319 | 07/07/2020 | Claimant(s): Aaron Clark Claimant Lawyers(s): Russell Chapman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 19-03334 | 06/22/2020 | Claimant(s): Doris Lau Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services Llc Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA |