| 19-03662 | 09/17/2021 | Claimant(s): Janelle Salon, Salon Family Trust
Claimant Lawyers(s): Gus W. Flangas
Respondent(s): Morgan Stanley, Perry Basch
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Elliott Finkel, Andrew M. Mintzer, Robert B. Hansohn
Hearing Site: Las Vegas, NV
|  | $0 |
| 20-00562 | 08/30/2021 | Claimant(s): Aaron Coppelson, Nightingale NY1 LLC
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Elad Rahamim, Wells Fargo Clearing Services
Respondent Lawyers(s): Daniel J. Donovan, Esther E. Cho
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | Expungement |
| 20-03011 | 07/06/2021 | Claimant(s): Brice Redmond
Claimant Lawyers(s): Erika C. Binnix
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | |
| 20-02715 | 06/21/2021 | Claimant(s): Darin Gibson
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): AXA Advisors
Respondent Lawyers(s): Michael Bryant
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | |
| 20-03123 | 06/16/2021 | Claimant(s): Timothy Tremblay
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Bryan Gless
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | |
| 21-00142 | 05/14/2021 | Claimant(s): Refael Shaoulian
Claimant Lawyers(s): Refael Shaoulian
Respondent(s): Robinhood Securities
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | $0 |
| 20-01838 | 02/04/2021 | Claimant(s): James Peters
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Centaurus Financial., Northwestern Mutual Investment Services
Respondent Lawyers(s): Michael Thomas West, Thomas K. Anderson
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | |
| 18-04302 | 10/26/2020 | Claimant(s): Ricardo San Roman Dunne
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jorge deNeve
Arbitrator(s): Andrew M. Mintzer, Joyce L. Hurley, Edward H. Davis
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03840 | 07/21/2020 | Claimant(s): Lam Thai
Claimant Lawyers(s): Lam Thai
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03319 | 07/07/2020 | Claimant(s): Aaron Clark
Claimant Lawyers(s): Russell Chapman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
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