Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01581 | 09/19/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Todd Barden Respondent Lawyers(s): Todd J Barden Arbitrator(s): Raymond P. Buschmann Hearing Site: Milwaukee, WI | ||
| 22-02680 | 08/31/2023 | Claimant(s): Gunnar Zipp Claimant Lawyers(s): Gunnar P. Zipp Respondent(s): Acorns Securities Respondent Lawyers(s): Ian P. Weschler Arbitrator(s): Kevin J. Demet Hearing Site: Milwaukee, WI |  | $0 |
| 23-01165 | 08/25/2023 | Claimant(s): Lashell Lentz Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 22-02295 | 07/18/2023 | Claimant(s): Cynthia Farnsworth Claimant Lawyers(s): Linda D. Friedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Sal Presti Hearing Site: Milwaukee, WI | ||
| 22-01283 | 05/30/2023 | Claimant(s): Lisa Massar Claimant Lawyers(s): Lisa B. Massar Respondent(s): Wells Fargo Clearing Services, Johanna Laudicina, Lauren Matles, Ronald Sirt Respondent Lawyers(s): Lindsay Wuller Aggarwal Arbitrator(s): Jerry D. McCormack, Mark A. Frankel, Laura Anne Lamberg Hearing Site: Milwaukee, WI | | Dismissed with Rule 12504 |
| 22-02339 | 05/19/2023 | Claimant(s): Earl Marquardt Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 22-01072 | 01/20/2023 | Claimant(s): Jan Dyke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI | ||
| 22-01401 | 12/23/2022 | Claimant(s): Richard Hauser Claimant Lawyers(s): Richard M. Hauser Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Mark W Solock Hearing Site: Milwaukee, WI | | $0 |
| 21-01477 | 12/12/2022 | Claimant(s): Estate of Anita Mankowski Claimant Lawyers(s): Maria L. Kreiter Respondent(s): Morgan Stanley, Richard Behrendt Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Leon Fox, Susanne J. Hollander, Raymond P. Buschmann Hearing Site: Milwaukee, WI | | $0 |
| 21-02184 | 10/13/2022 | Claimant(s): Dan Shalhoub Claimant Lawyers(s): Robert Kerrigan Respondent(s): Worden Capital Management LLC, Jamie Worden Respondent Lawyers(s): Jamie John Worden Arbitrator(s): Leon Fox, Daniel Van Slett, Ricardo Martinez Hearing Site: Milwaukee, WI | | $156,300 |