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FINRA Awards for Richard M. Hauser

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0140112/23/2022Claimant(s): Richard Hauser
Claimant Lawyers(s): Richard M. Hauser
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Mark W Solock
Hearing Site: Milwaukee, WI
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