| 18-03422 | 08/05/2019 | Claimant(s): Brian Parker
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer
Arbitrator(s): Nancy G. Harris
Hearing Site: Los Angeles, CA
| | $0 |
| 16-03252 | 08/02/2019 | Claimant(s): Joseph Ziomek, Laguna Financial Group.
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Robyn C. Crowther
Arbitrator(s): Brent J. Rosenbaum, Adam Michael Porter, Stephen Gary Holmes
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00325 | 07/31/2019 | Claimant(s): Daryl Cole
Claimant Lawyers(s): Michael Bessette
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
| | $0 |
| 18-01378 | 07/30/2019 | Claimant(s): Robert Horning
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Direct Capital Securities.
Respondent Lawyers(s): Ray Stovall
Arbitrator(s): Adam Michael Porter
Hearing Site: Los Angeles, CA
| | $0 |
| 18-01881 | 07/30/2019 | Claimant(s): Kim Ngo
Claimant Lawyers(s): Marc Schifanelli
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Lisa M. Bertain
Arbitrator(s): Peter J Cohen, George Herman Frisch, Stephen Laughlin Eddy
Hearing Site: Los Angeles, CA
| | $0 |
| 18-04365 | 07/29/2019 | Claimant(s): Alexsandra Kulmaticki
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Robert B. Hansohn
Hearing Site: Los Angeles, CA
| | $0 |
| 16-02859 | 07/26/2019 | Claimant(s): Christopher Engen, Kimberly Engen, NFS/FMTC IRA FBO Christopher W. Engen, NFS/FMTC IRA FBO Kimberly Engen, Bypass Trust "B" of the Restatement of, Christopher W. and Kimberly Family Trust, Survivor's Trust "A" of the Restatement
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Alphonse Calicchio, Hemant Kathuria, Peter Schiff, Robert Decker, William Mcbean, Euro Pacific Capital.
Respondent Lawyers(s): David Wechsler, Hemant Kathuria, Peter David Schiff, Peter Chema, Robert Henry Decker, William Gordon Mcbean
Arbitrator(s): Milton N. Gross, Carole Helfert Aragon, Frank Cronin
Hearing Site: Los Angeles, CA
|  | $0 |
| 18-02082 | 07/15/2019 | Claimant(s): Aaron Maurer
Claimant Lawyers(s): Owen Harnett
Respondent(s): Rp Capital Llc
Respondent Lawyers(s): Gary Price
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03034 | 07/11/2019 | Claimant(s): Jocelyne Nwaisser, Nader Nwaisser
Claimant Lawyers(s): Gerard Martorano
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Ilana Herscovitz Reid
Arbitrator(s): Thomas E. Shuck
Hearing Site: Los Angeles, CA
| | $425 |
| 17-02024 | 07/03/2019 | Claimant(s): Dorothy Barone, as trustee
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Andrew Brown
Respondent Lawyers(s): Andrew Owen Brown
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
| | $76,781 |
