Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03439 | 04/09/2021 | Claimant(s): Konstantin Kaplun Claimant Lawyers(s): Konstantin Kaplun Respondent(s): Tradestation Securities. Respondent Lawyers(s): Steven M. Greenbaum Arbitrator(s): Mark T Risner Hearing Site: Los Angeles, CA |  | $0 |
| 20-03672 | 04/06/2021 | Claimant(s): Hans Hoehn Claimant Lawyers(s): Nathan Lamb Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | $0 | |
| 20-02739 | 03/29/2021 | Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA | $0 | |
| 20-02584 | 03/23/2021 | Claimant(s): Michael Jeppson Claimant Lawyers(s): David Harrison Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | $0 | |
| 20-02578 | 03/19/2021 | Claimant(s): Daniel Bodemeijer Claimant Lawyers(s): Kurt Zimmerman Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | $0 | |
| 20-03133 | 03/19/2021 | Claimant(s): Jeffrey Dorman Claimant Lawyers(s): David Harrison Respondent(s): Dorman Skorheim Wealth Management LLC Respondent Lawyers(s): Jeffrey J. Dorman Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA | $0 | |
| 20-02848 | 03/16/2021 | Claimant(s): Vera Daikovich Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | $0 | |
| 20-02988 | 03/11/2021 | Claimant(s): Troy Tremblay Claimant Lawyers(s): Bentley P. Stansbury Respondent(s): Centaurus Financial. Respondent Lawyers(s): Mike West Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA | $0 | |
| 20-01919 | 03/08/2021 | Claimant(s): William Lenihan Claimant Lawyers(s): William O. Lenihan Respondent(s): TCFG Wealth Management Respondent Lawyers(s): Deetra Tesla Arbitrator(s): Sandra L. Malek Hearing Site: Los Angeles, CA | $0 | |
| 20-02897 | 03/08/2021 | Claimant(s): Mohammed Sami Claimant Lawyers(s): Mohammed Sami Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | | $0 |