23-03640 | 10/11/2024 | Claimant(s): Kurt Jackson Claimant Lawyers(s): Richard A D'Amura Respondent(s): Kestra Investment Services Respondent Lawyers(s): Shawn Shook Arbitrator(s): Katherine Hendricks, Susan C Lushing, Robert Dean McKinley Hearing Site: Los Angeles, CA
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23-01290 | 10/07/2024 | Claimant(s): Glen Strauss, Hank Krakover, Jonathan Lewis Claimant Lawyers(s): Richard A. Schwartz Respondent(s): Wells Fargo Clearing Services, Wells Fargo & Company Respondent Lawyers(s): David W. Moreshead Arbitrator(s): Olivia J. Valentine, Alan Stanley Petlak, Edward James Weiss Hearing Site: Los Angeles, CA
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23-02749 | 09/17/2024 | Claimant(s): James Simmons Claimant Lawyers(s): Harris Freedman Respondent(s): FSC Securities Corporation, Brookstreet Securities Corporation, National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, Jennifer R. Cox, Julie Mains Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
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23-02893 | 09/13/2024 | Claimant(s): Howard Hsieh Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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24-01019 | 09/09/2024 | Claimant(s): Rimma Yuryeva Claimant Lawyers(s): Leon Ozeran Respondent(s): Morgan Stanley Respondent Lawyers(s): John E. Bersin Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
| | $0 |
23-02291 | 09/06/2024 | Claimant(s): Brendan Poole Claimant Lawyers(s): Peter Lindholm Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Sara S. Dorland Arbitrator(s): Cherie S. Lewis Hearing Site: Los Angeles, CA
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23-02897 | 09/06/2024 | Claimant(s): Timothy Ackerman Claimant Lawyers(s): Austin Davis Respondent(s): Guardian Investor Services LLC Respondent Lawyers(s): John Walter Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
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23-01577 | 09/05/2024 | Claimant(s): Lester Berman Claimant Lawyers(s): John Owen Murrin Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Erik R. Siering, Jeffrey L. Malek, Randall William Clow Hearing Site: Los Angeles, CA
| | $0 |
23-02373 | 09/03/2024 | Claimant(s): Edi Pouldar, Robert Pouldar Claimant Lawyers(s): Kevin Pouldar Respondent(s): Akiva Fialkoff, J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
| | Expungement |
23-03188 | 08/14/2024 | Claimant(s): David Moran, David Moran on behalf of his IRA account Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Robert D. Sussin, Joseph Alfred Davis, Howard Clark Posner Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |