| 09-06647 | 04/18/2011 | Claimant(s): Edward Gilbert, Laurie Knapp, Robin Thomas, Rosemary Gilbert, The Edward S. Gilbert Jr. IRA, The Laurie Knapp IRA, The Rosemary M. Gilbert IRA, Gilbert Revocable Trust dtd 12/20/2000, The Robin Gayle Wood Revocable Trust
Claimant Lawyers(s): Laurie Knapp, Robin Thomas, Rosemary Gilbert
Respondent(s): Charles DeLao, Douglas Schriner, Stephen Hrynik, Harrison Douglas.
Respondent Lawyers(s): Charles E. DeLao, Douglas W. Schriner, Stephen J. Hrynik
Arbitrator(s): Grace L. Heyne, Benjamin F. Breslauer, Norman Cousins Sasamori
Hearing Site: Los Angeles, CA
|  | $200,600 |
| 09-02121 | 04/18/2011 | Claimant(s): Carolyn Turner
Claimant Lawyers(s): Leo Federman
Respondent(s): Robert Osur, Centaurus Financial.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Michael R. Mitchell, Jerry Ellner, Carol Jeanne Medof
Hearing Site: Los Angeles, CA
| | $0 |
| 09-05396 | 04/13/2011 | Claimant(s): NNN Aventura Harbor 14 LLC, The Revocable Living Trust of Edward and
Claimant Lawyers(s): David Liebrader
Respondent(s): Jeffrey Gurman, Woodbury Financial Services.
Respondent Lawyers(s): Jesse Linebaugh, Ryan D. Harvey
Arbitrator(s): Dean Schneider, Michael G. Clark, Melvin S. Feldman
Hearing Site: Los Angeles, CA
| | $605,750 |
| 10-01654 | 04/11/2011 | Claimant(s): James Mosher
Claimant Lawyers(s): James M. Mosher
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathleen M. McDowell
Arbitrator(s): David J. Anderson, Kenneth E. Owen, Randall N. Kirk
Hearing Site: Los Angeles, CA
| | |
| 10-02481 | 04/11/2011 | Claimant(s): Patricia Plesh
Claimant Lawyers(s): Patricia J. Plesh
Respondent(s): Citigroup Global Markets., Jay Oldham, Royal Alliance Associates., Lawrence Ruderman, Lloyd Graham, Philip King, Crowell, Weedon & Co., King Financial Services.
Respondent Lawyers(s): Barry M. Vrevich, Bernard B. Kornmehl, Elizabeth Lowery, Lloyd William Graham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04238 | 04/11/2011 | Claimant(s): Farhad Shahidi
Claimant Lawyers(s): Farhad Shahidi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | $0 |
| 09-06522 | 04/06/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael J. Albert
Respondent(s): Mark Monin
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Ralph H. Erickson
Hearing Site: Los Angeles, CA
| | |
| 09-05926 | 03/30/2011 | Claimant(s): Amnon Feffer, Solomon and Bessie Feffer Trusts
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Jonathan Feffer, Buckman, Buckman & Reid.
Respondent Lawyers(s): Jonathan Feffer, Mark J. Astarita
Arbitrator(s): James H. Frank, Erik R. Siering, Russell T. Doe
Hearing Site: Los Angeles, CA
| | $0 |
| 10-04558 | 03/29/2011 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E Rahn
Respondent(s): Doreen Levine
Respondent Lawyers(s): Doreen Levine
Arbitrator(s): Elizabeth A. Copley
Hearing Site: Los Angeles, CA
| | Expungement |
| 05-01877 | 03/25/2011 | Claimant(s): Mary Wheeler, Roger Wheeler & Mary Wheeler, JTWROS
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Scott Weissman
Respondent Lawyers(s): Scott H. Weissman
Arbitrator(s): Sandra L. Malek, Esther A. Spachner, Valerie Lewis
Hearing Site: Los Angeles, CA
| | Stipulated Award |
