| 05-01877 | 03/25/2011 | Claimant(s): Mary Wheeler, Roger Wheeler & Mary Wheeler, JTWROS
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Scott Weissman
Respondent Lawyers(s): Scott H. Weissman
Arbitrator(s): Sandra L. Malek, Esther A. Spachner, Valerie Lewis
Hearing Site: Los Angeles, CA
|  | Stipulated Award |
| 09-03933 | 06/25/2010 | Claimant(s): Ron Auren, Gal Corporation
Claimant Lawyers(s): Ron Auren
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Michael W. Delaney, Esther A. Spachner, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 08-00479 | 03/01/2010 | Claimant(s): Grand Avenue Capital Partners, Grand Avenue Capital
Claimant Lawyers(s): Stephen Scott Talt
Respondent(s): Michael Marevich, Nick Liang, Thomas Korzenecki, Etech Securities.
Respondent Lawyers(s): Stephen Scott Talt, Tony D. Chen
Arbitrator(s): Robert J. Ruben, Basil Lewis, Esther A. Spachner
Hearing Site: Los Angeles, CA
| | |
| 06-04288 | 12/18/2007 | Claimant(s): Mondana Ghazanfari
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Nusheen Javadizadeh, Shapour Javadizadeh, RJJ Pasadena Securities.
Respondent Lawyers(s): Peter Brown Dolan
Arbitrator(s): Esther A. Spachner, Michael M. Perrigue, Michael Evan Beckman
Hearing Site: Los Angeles, CA
| | $152,140 |
