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FINRA Awards for Valerie Lewis

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0367101/12/2016Claimant(s): Judith Sisneros, Judith Sisneros IRA, Judith Sisneros Roth IRA
Claimant Lawyers(s): Brynn Anne Gruenberg, Jeremy Scott Hyndman
Respondent(s): Christopher Vanstelle, Steelpoint Securities
Respondent Lawyers(s): Christopher Van Stelle
Arbitrator(s): Benjamin F. Breslauer, Valerie Lewis, Randall William Clow
Hearing Site: Los Angeles, CA
Checkmark Icon$100,000
08-0452604/24/2012Claimant(s): Dona Hannigan, Dona Lynn Hannigan Revocable Living Trus
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Christopher Ranney, Jennifer Himes, Kyle Kelly, Leia Farmer, Roxanne Brecek, Brecek & Young Advisors.
Respondent Lawyers(s): Elizabeth Lowery, Thomas J. Callaway
Arbitrator(s): George L. Tindall, Benjamin F. Breslauer, Valerie Lewis
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
05-0187703/25/2011Claimant(s): Mary Wheeler, Roger Wheeler & Mary Wheeler, JTWROS
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Scott Weissman
Respondent Lawyers(s): Scott H. Weissman
Arbitrator(s): Sandra L. Malek, Esther A. Spachner, Valerie Lewis
Hearing Site: Los Angeles, CA
Checkmark IconStipulated Award
07-0248908/25/2008Claimant(s): Janice Lawrence, Ronald Lawrence, Recruiter's Resource.
Claimant Lawyers(s): Mark A. Schadrack
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Victoria E. Johnson, Morris S. Getzels, Valerie Lewis
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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