14-03671 | 01/12/2016 | Claimant(s): Judith Sisneros, Judith Sisneros IRA, Judith Sisneros Roth IRA Claimant Lawyers(s): Brynn Anne Gruenberg, Jeremy Scott Hyndman Respondent(s): Christopher Vanstelle, Steelpoint Securities Respondent Lawyers(s): Christopher Van Stelle Arbitrator(s): Benjamin F. Breslauer, Valerie Lewis, Randall William Clow Hearing Site: Los Angeles, CA
| | $100,000 |
08-04526 | 04/24/2012 | Claimant(s): Dona Hannigan, Dona Lynn Hannigan Revocable Living Trus Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Christopher Ranney, Jennifer Himes, Kyle Kelly, Leia Farmer, Roxanne Brecek, Brecek & Young Advisors. Respondent Lawyers(s): Elizabeth Lowery, Thomas J. Callaway Arbitrator(s): George L. Tindall, Benjamin F. Breslauer, Valerie Lewis Hearing Site: Los Angeles, CA
| | Expungement |
05-01877 | 03/25/2011 | Claimant(s): Mary Wheeler, Roger Wheeler & Mary Wheeler, JTWROS Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Scott Weissman Respondent Lawyers(s): Scott H. Weissman Arbitrator(s): Sandra L. Malek, Esther A. Spachner, Valerie Lewis Hearing Site: Los Angeles, CA
| | Stipulated Award |
07-02489 | 08/25/2008 | Claimant(s): Janice Lawrence, Ronald Lawrence, Recruiter's Resource. Claimant Lawyers(s): Mark A. Schadrack Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Richard A. Karoly Arbitrator(s): Victoria E. Johnson, Morris S. Getzels, Valerie Lewis Hearing Site: Los Angeles, CA
| | $0 |