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FINRA Awards for Michael M. Perrigue

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0002810/09/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Steve Sung
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Howard A. Emirhanian, A. Joel Klein, Michael M. Perrigue
Hearing Site: Los Angeles, CA
13-0001011/26/2013Claimant(s): Steven Brahy
Claimant Lawyers(s): Steven Brahy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Melvin S. Feldman, Michael M. Perrigue, Olivia J. Valentine
Hearing Site: Los Angeles, CA
08-0084004/09/2009Claimant(s): Susan Harris
Claimant Lawyers(s): Susan C. Harris
Respondent(s): Stanley Reynolds, American Financial Associates
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): Mark S. Priver, James T. Capretz, Michael M. Perrigue
Hearing Site: Los Angeles, CA
Checkmark Icon$61,331
06-0428812/18/2007Claimant(s): Mondana Ghazanfari
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Nusheen Javadizadeh, Shapour Javadizadeh, RJJ Pasadena Securities.
Respondent Lawyers(s): Peter Brown Dolan
Arbitrator(s): Esther A. Spachner, Michael M. Perrigue, Michael Evan Beckman
Hearing Site: Los Angeles, CA
Checkmark Icon$152,140

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