| 13-02434 | 10/21/2014 | Claimant(s): Seone Miller
Claimant Lawyers(s): Karola Crothers
Respondent(s): Citigroup Global Markets., James Frank
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Wendy L. Harris, Linda I. Thomas, Katherine H. O'Neil
Hearing Site: Portland, OR
|  | $0 |
| 08-01651 | 11/02/2011 | Claimant(s): Tule River Tribal Council, Tule River Tribe of the Tule River Reser
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): Bernard Machlovitch, Erin Callan, Frederick Frank, Hans Maentz, Howard Clark, Howard Plotkin, Mark Connally, Michael Drago, Peter Coleman, Richard Fuld, Scott Freidheim, Thomas Cruikshank, Thomas Russo
Respondent Lawyers(s): James G. Kreissman, Kathleen N. Massey, Ronald E. Wood, Todd S. Fishman
Arbitrator(s): James H. Frank, Robert P. Clifford, Edward A. Trabin
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-07185 | 07/07/2011 | Claimant(s): Paul Oshideri
Claimant Lawyers(s): Paul Oshideri
Respondent(s): Frank Sanchez, Lawrence Goodkind, Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Philip W. Burge, James H. Frank, Ralph B. Perry
Hearing Site: Los Angeles, CA
| | $0 |
| 09-05926 | 03/30/2011 | Claimant(s): Amnon Feffer, Solomon and Bessie Feffer Trusts
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Jonathan Feffer, Buckman, Buckman & Reid.
Respondent Lawyers(s): Jonathan Feffer, Mark J. Astarita
Arbitrator(s): James H. Frank, Erik R. Siering, Russell T. Doe
Hearing Site: Los Angeles, CA
| | $0 |
| 10-02446 | 02/23/2011 | Claimant(s): Church Resource Ministries
Claimant Lawyers(s): John Halebian
Respondent(s): John Thatcher, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Elliott David Finkel, James H. Frank, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-03355 | 12/08/2009 | Claimant(s): Move.
Claimant Lawyers(s): Melissa B.. Felder
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): H. Nicholas Berberian
Arbitrator(s): James H. Frank, Arthur T. Berggren, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | $0 |
| 06-03867 | 09/07/2007 | Claimant(s): Alfonso Pena, Alfonso C. Pena 2004 Rev. Living Trust
Claimant Lawyers(s): Drew D. Hansen, Robert A. Uhl
Respondent(s): Donald Gloisten, Gerard Gloisten, GBS Advisors, GBS Financial Corp.
Respondent Lawyers(s): Ben Suter
Arbitrator(s): James H. Frank, Dean Schneider, Marc S. Joseph
Hearing Site: Los Angeles, CA
| | $586,095 |
