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FINRA Awards for Arthur T. Berggren

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0335512/08/2009Claimant(s): Move.
Claimant Lawyers(s): Melissa B.. Felder
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): H. Nicholas Berberian
Arbitrator(s): James H. Frank, Arthur T. Berggren, Daniel R. Brush
Hearing Site: Los Angeles, CA
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