| 22-02387 | 10/16/2023 | Claimant(s): William Bejarano
Claimant Lawyers(s): Philip L. Vujanov
Respondent(s): Gregory Ramirez
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Neil S. Jasper, Milan Slama, Leonard Gross
Hearing Site: Los Angeles, CA
|  | $10,000 |
| 23-00325 | 09/22/2023 | Claimant(s): Alexander Soifer
Claimant Lawyers(s): Alexander Nation Soifer
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Kirtley M. Thiesmeyer, Thomas James Norman, Robert D. Coviello
Hearing Site: Los Angeles, CA
| | $17,300 |
| 21-02839 | 09/18/2023 | Claimant(s): David Vosicher, David S. Vosicher IRA Rollover, David S. Vosicher IRA Roth
Claimant Lawyers(s): David S. Vosicher
Respondent(s): George Strong, Strong Wealth Management LLC
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Robert B. Hansohn, Richard Andrew Roupoli, Andrew Levy
Hearing Site: Los Angeles, CA
| | $150,000 |
| 23-00625 | 09/15/2023 | Claimant(s): Kirk Badii
Claimant Lawyers(s): Stephan Louviere
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
| | |
| 22-02451 | 09/13/2023 | Claimant(s): James Williams
Claimant Lawyers(s): Christina Z. Vourakis
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): David Smitham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 23-00483 | 09/11/2023 | Claimant(s): Andrei Hall
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | |
| 22-02660 | 09/08/2023 | Claimant(s): Jacob Williams
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Joseph Winter, Anita Teresa Hayden, Jonathan Gartner
Hearing Site: Los Angeles, CA
| | |
| 22-02536 | 08/31/2023 | Claimant(s): Ralph Adamo
Claimant Lawyers(s): Harris Freedman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 23-00194 | 08/25/2023 | Claimant(s): Shelby Rothman
Claimant Lawyers(s): Harris Freedman
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | |
| 21-01800 | 08/24/2023 | Claimant(s): Rudolph Baker
Claimant Lawyers(s): Rudolph Baker
Respondent(s): E*Trade Securities LLC, TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher, John Bersin
Arbitrator(s): Joseph C. Watson, W. Alex King, Richard Andrew Roupoli
Hearing Site: Los Angeles, CA
| | $0 |
