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FINRA Awards for Lynn Hirschfeld Brahin

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Displaying 41-50 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0226909/10/2018Claimant(s): GWYN I Mack Trust u/a dated 7/30/14
Claimant Lawyers(s): Lawrence W. Byrne
Respondent(s): Steven Below, U.S. Bancorp Investments.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Theodore W. Wrobleski, Lynn Hirschfeld Brahin, Stephen Conrad Fedota
Hearing Site: Chicago, IL
Checkmark Icon$0
17-0084208/22/2018Claimant(s): Tafney Snowden, I.R.A., Tafney Snowden and William E. Coen
Claimant Lawyers(s): William E. Coen
Respondent(s): Bernard Breton, Brett Harrison, David Martin, Gerald Harvey, Paul Ewing, Cetera Advisors LLC
Respondent Lawyers(s): John W. Shaw
Arbitrator(s): Mark S. Foster, Leonard Arthur Nelson, Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
Checkmark IconExpungement
17-0176708/10/2018Claimant(s): Denise Fry, Donna Sullivan, Denise M. Fry Living Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Tamara Steele
Respondent Lawyers(s): Robert L. Hartley
Arbitrator(s): Lynn Hirschfeld Brahin, Julia Church Kozicki, Jill Elise Vestal
Hearing Site: Indianapolis, IN
Checkmark Icon$226,908
17-0316907/17/2018Claimant(s): Richard Homuth
Claimant Lawyers(s): Eric Litow
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah Yates
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
17-0261306/18/2018Claimant(s): Alice Irwin, Charles Irwin
Claimant Lawyers(s): Alice Louise Irwin, Charles Dail Irwin
Respondent(s): Cambridge Investment Research., Denver Nelson
Respondent Lawyers(s): Andrew J. Dorman, Gary Saretsky
Arbitrator(s): John F. Burns, Lynn Hirschfeld Brahin, Christy K. Radigan
Hearing Site: Columbus, OH
Checkmark IconDismissed by Rule 12206
17-0334706/08/2018Claimant(s): Laurie Barry
Claimant Lawyers(s): William P. Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
17-0108112/01/2017Claimant(s): Jordan Dechtman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
16-0133810/24/2017Claimant(s): John Hazlip
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Lynn Hirschfeld Brahin, Karen Yvonne Preston, Belinda M. Ohlinger
Hearing Site: Columbus, OH
Checkmark IconExpungement
17-0006710/06/2017Claimant(s): William Smith
Claimant Lawyers(s): William Kenneth Smith
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Booker Coleman
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
16-0366207/31/2017Claimant(s): Traci Born
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Erick R. Zanner, Lynn Hirschfeld Brahin, Nelson E. Genshaft
Hearing Site: Columbus, OH

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