FINRA Awards for Richard Homuth

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-03169	07/17/2018	Claimant(s): Richard Homuth Claimant Lawyers(s): Eric Litow Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah Yates Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Kansas City, MO
17-02993	05/22/2018	Claimant(s): Richard Homuth Claimant Lawyers(s): Eric Litow Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO