Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01195 | 12/17/2021 | Claimant(s): Joseph Frank Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoffrey S. Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 21-00430 | 12/14/2021 | Claimant(s): Eric Silvestre Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Katherine L. Handy Arbitrator(s): Thomas E Shuck Hearing Site: Los Angeles, CA | ||
| 21-00927 | 12/10/2021 | Claimant(s): Eric Abbott Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Tampa, FL | ||
| 21-00206 | 12/07/2021 | Claimant(s): Claudio Gambin Neto Claimant Lawyers(s): Harris Freedman Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL | ||
| 21-00117 | 11/11/2021 | Claimant(s): Baerbel O'Haire Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 20-03020 | 09/17/2021 | Claimant(s): James Clemensen Claimant Lawyers(s): Harris Freedman Respondent(s): Cliftonlarsonallen Wealth Advisors Respondent Lawyers(s): Brian J. Buffie Arbitrator(s): Gerald Thomas Harper Hearing Site: Orlando, FL | ||
| 20-03651 | 09/16/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 20-00946 | 08/23/2021 | Claimant(s): Martin Moore Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick Bradley Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 20-04154 | 08/20/2021 | Claimant(s): George Stefanou Claimant Lawyers(s): Harris Freedman Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Mitchel Weiss Hearing Site: Orlando, FL | ||
| 20-02890 | 08/02/2021 | Claimant(s): John Thibault Claimant Lawyers(s): Harris Freedman Respondent(s): Fifth Third Securities. Respondent Lawyers(s): J. Travis Mihelick Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI |