Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
22-01629 | 01/03/2024 | Claimant(s): Lu Yu Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
23-01214 | 12/28/2023 | Claimant(s): Robert Karp Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
23-00733 | 12/19/2023 | Claimant(s): John Dewitt Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leonel Peraza, Jr. Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | ||
23-01465 | 12/18/2023 | Claimant(s): Nazeeh Aranki Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
23-01335 | 12/11/2023 | Claimant(s): Christopher Rieger Claimant Lawyers(s): Harris Freedman Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
23-00321 | 12/06/2023 | Claimant(s): Scott Baker Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Michael J Norton Hearing Site: Denver, CO | ||
23-01318 | 11/29/2023 | Claimant(s): Michael Stewart Claimant Lawyers(s): Harris Freedman Respondent(s): Fifth Third Securities. Respondent Lawyers(s): R. Samuel Gilley Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
23-00597 | 11/16/2023 | Claimant(s): Noah Doyle Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): John Franklin Udochi Hearing Site: New York, NY | ||
23-00168 | 11/14/2023 | Claimant(s): Laura Casey Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda L. Parisi Arbitrator(s): Howard Alan Grinsberg Hearing Site: Jersey City, NJ | ||
22-02895 | 11/02/2023 | Claimant(s): Richard Ehrlich Claimant Lawyers(s): Harris Freedman Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Dustin J. Tirpak Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL |