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FINRA Awards for Harris Freedman

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Displaying 31-40 out of 187 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0162901/03/2024Claimant(s): Lu Yu
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
23-0121412/28/2023Claimant(s): Robert Karp
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
23-0073312/19/2023Claimant(s): John Dewitt
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leonel Peraza, Jr.
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
23-0146512/18/2023Claimant(s): Nazeeh Aranki
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
23-0133512/11/2023Claimant(s): Christopher Rieger
Claimant Lawyers(s): Harris Freedman
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
23-0032112/06/2023Claimant(s): Scott Baker
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Michael J Norton
Hearing Site: Denver, CO
23-0131811/29/2023Claimant(s): Michael Stewart
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): R. Samuel Gilley
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
23-0059711/16/2023Claimant(s): Noah Doyle
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): John Franklin Udochi
Hearing Site: New York, NY
23-0016811/14/2023Claimant(s): Laura Casey
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda L. Parisi
Arbitrator(s): Howard Alan Grinsberg
Hearing Site: Jersey City, NJ
22-0289511/02/2023Claimant(s): Richard Ehrlich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Dustin J. Tirpak
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL

187 Results

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