Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00688 | 01/06/2020 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): William Hood Respondent Lawyers(s): Kevin S. Reed Arbitrator(s): Kenneth Diamond, Anna M. Fanelli, Robert E. Anderson Hearing Site: New York, NY | ||
| 18-04124 | 12/19/2019 | Claimant(s): Edward Cahill Claimant Lawyers(s): Thomas McEvoy Respondent(s): American Capital Partners Respondent Lawyers(s): John Gardini Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 19-01225 | 12/04/2019 | Claimant(s): James Worrell Claimant Lawyers(s): Erica Harris Respondent(s): Kestra Investment Services Respondent Lawyers(s): David J. Lehr Arbitrator(s): Robert E. Anderson Hearing Site: Providence, RI | ||
| 19-01256 | 11/20/2019 | Claimant(s): Daniel Kress Claimant Lawyers(s): Alexander K. Cox Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert E. Anderson Hearing Site: Pittsburgh, PA | ||
| 17-01406 | 11/14/2019 | Claimant(s): Mark Sullivan, Richard Dellarusso Claimant Lawyers(s): Robert R. Miller Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Stephen M. Kramarsky Arbitrator(s): Mary Lou McGanney, Robert E. Anderson, Jay F. Frascella Hearing Site: New York, NY | ||
| 19-01188 | 11/11/2019 | Claimant(s): Donald Weaver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 19-00949 | 10/23/2019 | Claimant(s): Mamode Oozeerally Claimant Lawyers(s): Jennifer Woods Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 18-01105 | 10/07/2019 | Claimant(s): Elena Horohoe, Rose Aliotta Claimant Lawyers(s): Christopher P. Milazzo Respondent(s): Debra Bushman, UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY |  | $0 |
| 19-00605 | 09/11/2019 | Claimant(s): Nicholas Sergio Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 19-01059 | 09/11/2019 | Claimant(s): Paul Mante Claimant Lawyers(s): Alex R. Schmidt Respondent(s): The GMS Group Respondent Lawyers(s): Timothy Donohue Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ |