Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01357 | 04/18/2017 | Claimant(s): Jay Sabey, Michael Sabey, Peter Sabey, W. Sabey Claimant Lawyers(s): Douglas Sabey Respondent(s): USAA Financial Advisors., USAAInvestment Management Company Respondent Lawyers(s): Theodore C. Schultz Arbitrator(s): Robert E. Anderson, Joseph Rudolph Guarino, Joan Dawn Hogarth Hearing Site: Newark, NJ |  | $0 |
| 16-01298 | 03/13/2017 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D Berg Respondent(s): Anthony Altieri Respondent Lawyers(s): Anthony Altieri Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | Stipulated Award | |
| 16-02385 | 02/10/2017 | Claimant(s): Primary Capital Claimant Lawyers(s): Ross D. Carmel Respondent(s): Omar Jeanty Respondent Lawyers(s): Omar Tyrone Jeanty Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 16-02320 | 12/19/2016 | Claimant(s): Eric Bodner Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kenneth Crowley Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 16-00359 | 12/08/2016 | Claimant(s): Lightspeed Trading Claimant Lawyers(s): Howard J. Rosenburg Respondent(s): Jaime Collin Respondent Lawyers(s): Jaime H. Collin Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | | Stipulated Award |
| 14-02975 | 10/18/2016 | Claimant(s): Richard Epstein Claimant Lawyers(s): Jeffrey A. Sellers Respondent(s): David Lerner Associates., David Lerner, Gary Isler Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Michael Fischetti, Robert E. Anderson, Scott M. Pellegrino Hearing Site: Newark, NJ | | Expungement |
| 16-00638 | 08/12/2016 | Claimant(s): Mark Smalley Claimant Lawyers(s): Mark Brian Smalley Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Robert E. Anderson, Joseph H. Cerame, Leo J. Karwejna Hearing Site: Newark, NJ | ||
| 16-00239 | 07/28/2016 | Claimant(s): Edward Jones Claimant Lawyers(s): Jeffrey T. Kern Respondent(s): Louis Schafer Respondent Lawyers(s): Louis Albert Schafer Arbitrator(s): Robert E. Anderson Hearing Site: Syracuse, NY | ||
| 15-03222 | 07/27/2016 | Claimant(s): Keith Steidle Claimant Lawyers(s): Brian A. Carlis Respondent(s): Nationwide Planning Associates Inc. Respondent Lawyers(s): Michael J. Karalewich Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 15-02814 | 07/08/2016 | Claimant(s): Marina Dedivanovic Claimant Lawyers(s): Joseph J. Sullivan Respondent(s): Respondent Lawyers(s): Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | | Expungement |