| 19-02809 | 05/10/2022 | Claimant(s): William Metheny
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Michael J. Meeusen, Joshua Eric Lubatkin, Christopher Allen
Hearing Site: St. Louis, MO
|  | Expungement |
| 20-03396 | 01/18/2022 | Claimant(s): Maria Albers
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): MSC - BD
Respondent Lawyers(s): Christopher D. Seps
Arbitrator(s): James M. Stern, Ericka Cables, Jane Curtman-Schroeder
Hearing Site: St. Louis, MO
| | $221,339 |
| 20-00839 | 12/28/2021 | Claimant(s): Bruce Rogers, Kent Rogers
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Dinosaur Financial Group, L.L.C
Respondent Lawyers(s): M. William Munno
Arbitrator(s): Amelia F. Adams, Richard W. Dissen, Allen M. Kerpan
Hearing Site: Louisville, KY
| | $0 |
| 18-03854 | 11/15/2021 | Claimant(s): Mary Shea, Patrick Shea
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): COR Clearing.
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Robert J. Scafuri, Michael J. Meeusen, Michael Jay Buffoni
Hearing Site: Milwaukee, WI
| | $0 |
| 19-02274 | 10/05/2021 | Claimant(s): Hanala Sagal
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Nancy G. Harris, Thomas R. Watkins, Robert C. Albini
Hearing Site: Los Angeles, CA
| | $355,865 |
| 19-02152 | 09/30/2021 | Claimant(s): David M. Bush and Lesly S. Bush
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Mid Atlantic Capital Corporation
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Alden Sharp Adkins, Gary Kostow, Robert James Favole
Hearing Site: San Francisco, CA
| | $240,562 |
| 19-01803 | 08/02/2021 | Claimant(s): Anna Creagh, Jon and Mary Anne Tegethoff, Richard and Karen Neuhengen, Anna Marie Creagh Revocable Living Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Genevieve Mar, Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Cory D. Olson
Arbitrator(s): Robert J. Scafuri, Stanley H. Michelstetter, Timothy Schoewe
Hearing Site: Milwaukee, WI
| | $477,000 |
| 17-03513 | 02/23/2021 | Claimant(s): David Ball, Misako Ball, Sally Ball
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): John Shaw
Arbitrator(s): Leah Murray Albert, Joan M. Esserman, David E. Crawford
Hearing Site: St. Louis, MO
| | $418,994 |
| 19-01305 | 10/21/2020 | Claimant(s): Margaret McDonnell, Michael McDonnell, Madeline R. Stierwalt
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Vincent D. Louwagie
Arbitrator(s): Ray J. Grzebielski, Jonathan B. Gilbert, Edward Louis Koven
Hearing Site: Chicago, IL
| | Dismissed by Rule 12206/12504 |
| 17-02936 | 03/05/2020 | Claimant(s): Cynthia Burch
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Huntleigh Securities Corporation
Respondent Lawyers(s): Patrick Watts
Arbitrator(s): Philip J. Glick, William M. Azkoul, Sheldon Weinhaus
Hearing Site: St. Louis, MO
| | $750,000 |
