| 15-02418 | 05/16/2017 | Claimant(s): Nobilis Consulting
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): George Buonocore, COR Clearing LLC
Respondent Lawyers(s): Gayle Jenkins, Kevin P. Conway
Arbitrator(s): Joseph I. Liebman, Deborah A. Shapiro, Emily Diamond
Hearing Site: New York, NY
|  | $0 |
| 16-00133 | 05/04/2017 | Claimant(s): Lawrence Karp
Claimant Lawyers(s): David N. Mair
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Joseph I. Liebman, Michael Ritner Weaver, Brooks White
Hearing Site: New York, NY
| | |
| 15-02988 | 10/20/2016 | Claimant(s): Caren Kramer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY
| | Expungement |
| 13-03077 | 08/05/2016 | Claimant(s): Anthony Barbato, Anthony Barbato Trustess of
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Anastasios Belesis, JTF Private Wealth Management, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Dan A. Druz, Maria Cummings
Arbitrator(s): Stanley F. Meyerson, Joseph I. Liebman
Hearing Site: New York, NY
| | $57,524 |
| 15-00162 | 01/21/2016 | Claimant(s): Barbara Russell
Claimant Lawyers(s): Neal Brickman
Respondent(s): Danielle Hughes, Divine Capital Markets LLC
Respondent Lawyers(s): Ralph De Martino
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY
| | |
| 14-01826 | 10/23/2015 | Claimant(s): Allan Levine
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Biagio A. Civale, Paul S. Biederman, Joseph I. Liebman
Hearing Site: New York, NY
| | Expungement |
| 14-00162 | 05/22/2015 | Claimant(s): Ahmed Hussein
Claimant Lawyers(s): Stephen E. Morrissey
Respondent(s): UBS Financial Services Inc., UBS International Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Bertrand M. Lanchner, Joseph I. Liebman, Phillip Weitzman
Hearing Site: New York, NY
| | $2,000,000 |
| 13-03663 | 04/07/2015 | Claimant(s): Antonino Arconte
Claimant Lawyers(s): Kenneth J. Anand
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Alexandra L. Dunaif, George E. Berkeley, Joseph I. Liebman
Hearing Site: New York, NY
| | $34,213 |
| 13-03044 | 11/20/2014 | Claimant(s): UBS Financial Services Inc., UBS AG
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Terence Reynolds
Respondent Lawyers(s): Francis M. Curran
Arbitrator(s): Arthur S. Joseph, Joseph I. Liebman, Ernesto Jose Mejer
Hearing Site: New York, NY
| | |
| 13-00264 | 07/24/2014 | Claimant(s): Norma Peters and Craig Shields
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Pamela H. Roderick, Sandra J. Mullings, Joseph I. Liebman
Hearing Site: New York, NY
| | Expungement |
