| 13-00387 | 05/21/2014 | Claimant(s): Deborah Blair, John Blair
Claimant Lawyers(s): Michael J. Elliott
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Benjamin B. Segel
Hearing Site: Cleveland, OH
|  | Expungement |
| 12-03654 | 05/01/2014 | Claimant(s): Linda Gabriel, The Linda Mae Gabriel Trust
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Douglas R. Jennings
Arbitrator(s): Thomas R. Skulina, I. Bernard Trombetta, Lane Alan Montz
Hearing Site: Cleveland, OH
| | $135,000 |
| 12-03460 | 04/24/2014 | Claimant(s): Wilma C. Lilley Trust
Claimant Lawyers(s): Charles T. Riehl
Respondent(s): Lewis Lilley, Raymond James Financial Services., Timothy Herling, Creative Wealth Management
Respondent Lawyers(s): Kelli Hartsook, Patrick Dichiro, The Company President
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | Expungement |
| 12-02384 | 04/15/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Raymond Kovalski
Respondent Lawyers(s): Timothy R. Obringer
Arbitrator(s): Kathleen P. Helbig-Hannan, I. Bernard Trombetta, Douglas Lucera Alder
Hearing Site: Cleveland, OH
| | Expungement |
| 13-00302 | 03/18/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Douglas Lamb
Respondent Lawyers(s): Edgar H. Boles
Arbitrator(s): Terrence Patrick McHugh, John T. Meredith, Brett Steven Krantz
Hearing Site: Cleveland, OH
| | |
| 13-01926 | 12/27/2013 | Claimant(s): Eniko Shaw, Joseph Shaw
Claimant Lawyers(s): Joseph Shaw
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ellen Holland Keller
Hearing Site: Cleveland, OH
| | $0 |
| 12-03625 | 12/20/2013 | Claimant(s): Laurie Krauss, Laurie L. Krauss Trust UAD 03/27/12
Claimant Lawyers(s): David P Meyer
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Kathleen P. Helbig-Hannan, Robert M Lustig, Leroy Burton Parks
Hearing Site: Cleveland, OH
| | Expungement |
| 12-02163 | 11/22/2013 | Claimant(s): Mary Kunar
Claimant Lawyers(s): Douglas A. Kutsko
Respondent(s): Wells Fargo Advisors, Philip Kousaie, Thomas Hall
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Cleveland, OH
| | Expungement |
| 12-02683 | 11/11/2013 | Claimant(s): Lee Seidman, Mark Kreindel, Sharon Kreindel, Lee G. Seidman Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): Securities America.
Respondent Lawyers(s): Carmen Brun
Arbitrator(s): James Dale Ellis, Michael D. McDowell, Douglas Lucera Alder
Hearing Site: Cleveland, OH
| | $573,316 |
| 13-01224 | 10/25/2013 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Andrew J. Dorman
Respondent(s): Richard Sandru
Respondent Lawyers(s): Richard Patrick Sandru
Arbitrator(s): John W. Eichleay
Hearing Site: Cleveland, OH
| | |
