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FINRA Awards for Timothy R. Obringer

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0238404/15/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Raymond Kovalski
Respondent Lawyers(s): Timothy R. Obringer
Arbitrator(s): Kathleen P. Helbig-Hannan, I. Bernard Trombetta, Douglas Lucera Alder
Hearing Site: Cleveland, OH
Checkmark IconExpungement

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