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FINRA Awards for Thomas Hall

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0115104/10/2018Claimant(s): Thomas Hall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
12-0216311/22/2013Claimant(s): Mary Kunar
Claimant Lawyers(s): Douglas A. Kutsko
Respondent(s): Wells Fargo Advisors, Philip Kousaie, Thomas Hall
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Cleveland, OH
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