| 19-03744 | 05/27/2020 | Claimant(s): Robert Lucarelli
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Thomas M. Madden
Hearing Site: Hartford, CT
| | |
| 20-00380 | 05/26/2020 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Todd Paynter
Respondent Lawyers(s): Todd Bogan Paynter
Arbitrator(s): Robert H. Putnam
Hearing Site: Memphis, TN
| | |
| 19-03155 | 05/19/2020 | Claimant(s): Matthew Rotella
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
| | |
| 19-02971 | 04/24/2020 | Claimant(s): Brandt Brock
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK
| | |
| 19-02682 | 03/27/2020 | Claimant(s): William O'Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
| 18-00515 | 03/13/2020 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Matthew Beaver
Respondent Lawyers(s): Matthew Beaver
Arbitrator(s): Stephen Wayne Medlin, Stuart W. Smith, David F. Barrett
Hearing Site: St. Louis, MO
| | |
| 19-02248 | 03/06/2020 | Claimant(s): Michael Scott
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
| | |
| 19-00061 | 03/04/2020 | Claimant(s): Dolores Hofhine
Claimant Lawyers(s): Dolores Mary Hofhine
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): David Francis MacNair, Albert Rizzo, Noah Jonathan Hanft
Hearing Site: New York, NY
|  | Dismissed by Rule 12206/12504 |
| 19-00438 | 01/29/2020 | Claimant(s): Elizabeth Foley, Erik Brenner
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): John T. Sullivan
Arbitrator(s): Patrick R. Sughroue, Ann Wilhelmina Kuppe, Sandra Franklin
Hearing Site: Detroit, MI
| | |
| 19-02939 | 01/21/2020 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Thomas P. Dillon
Respondent(s): Kenneth Bolda
Respondent Lawyers(s): Kenneth Edward Bolda
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
