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FINRA Awards for Brandt Brock

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0297104/24/2020Claimant(s): Brandt Brock
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK

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