| 15-01499 | 08/31/2016 | Claimant(s): Deborah Howland, Leon Howland
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Lynn Hirschfeld Brahin, Raymond P. Buschmann, William Gibson Heller
Hearing Site: Indianapolis, IN
|  | $0 |
| 14-02448 | 08/22/2016 | Claimant(s): Roger A. Papa Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Timothy J. Currier, Michael J. Meeusen, Benjamin A. Kerner
Hearing Site: Detroit, MI
| | $0 |
| 15-01052 | 08/10/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Leonard Stover
Respondent Lawyers(s): Leonard Gregory Stover
Arbitrator(s): John C. Aten
Hearing Site: Cleveland, OH
| | |
| 14-02637 | 08/04/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Thomas McDevitt
Respondent Lawyers(s): Thomas McDevitt
Arbitrator(s): Steven T. Stern, Alan M. Schankel, Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | |
| 15-00748 | 08/02/2016 | Claimant(s): Charles Mugrauer
Claimant Lawyers(s): Sheila Hollander
Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco
Respondent Lawyers(s): Chad Weaver, Elizabeth Poletti, Timothy N. Will
Arbitrator(s): Herb Schwartz, Robert Sachs Mandelson, Shirish Gupta
Hearing Site: San Francisco, CA
| | Expungement |
| 16-00529 | 07/27/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Lawrence Bogar
Respondent Lawyers(s): Lawrence K. Bogar
Arbitrator(s): Neal D. Baker
Hearing Site: Newark, NJ
| | |
| 15-00407 | 07/27/2016 | Claimant(s): David Cross, Roberta Cross
Claimant Lawyers(s): Jeffrey L. Gaffney, Sheila Hollander
Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco
Respondent Lawyers(s): Chad Weaver, Timothy N. Will
Arbitrator(s): William W. Haskell, Michael Lancaster Garcia, Norman S. Nayfach
Hearing Site: San Francisco, CA
| | Expungement |
| 15-00885 | 07/26/2016 | Claimant(s): Roscoe Goehring, Sally Goehring
Claimant Lawyers(s): Sheila Hollander
Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco
Respondent Lawyers(s): Chad Weaver, Elizabeth Poletti, Timothy N. Will
Arbitrator(s): Isidoro Berkman, Sterling N. Frost, Michael Craig Butterworth
Hearing Site: San Francisco, CA
| | Expungement |
| 15-00695 | 07/01/2016 | Claimant(s): George Murphy & Cheryl Murphy
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Ameriprise Financial Services., Joseph Grund
Respondent Lawyers(s): Gerry A. Giurato, Niels P. Murphy
Arbitrator(s): Ellen J. Abrams, Sonja Shuford
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-04241 | 06/22/2016 | Claimant(s): Sonia Romagosa
Claimant Lawyers(s): Sonia Romagosa
Respondent(s): Carlos Getino, Ameriprise Financial Services.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Gerald F. Corrigan, Laurent C. Vonderweidt, Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | $0 |
