| 14-02230 | 03/29/2018 | Claimant(s): SLS Capital, S.A.
Claimant Lawyers(s): Michael Cohen
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Keely D. Parr, Denise N. Seegobin, Paul Bennett Marrow
Hearing Site: New York, NY
|  | $0 |
| 17-01140 | 02/06/2018 | Claimant(s): Sddco Brokerage Advisors LLC
Claimant Lawyers(s): Kevin Koplin
Respondent(s): First Capital Real Estate Investments
Respondent Lawyers(s): Joshua D. Brinen
Arbitrator(s): Sandra D. Parker, Keely D. Parr, Tychelle Dephroneicia McLaurin
Hearing Site: New York, NY
| | |
| 16-00654 | 01/18/2018 | Claimant(s): James Knoeller
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Mizuho Securities Usa Inc.
Respondent Lawyers(s): Philip A. Goldstein
Arbitrator(s): Keely D. Parr, Arthur M. Handler, Blossom Nicinski
Hearing Site: New York, NY
| | |
| 17-01240 | 01/05/2018 | Claimant(s): Patrick Henry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | |
| 17-01758 | 11/30/2017 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Kean Bouplon
Respondent Lawyers(s): Kean Lynn Bouplon
Arbitrator(s): Keely D. Parr
Hearing Site: Albany, NY
| | |
| 16-00726 | 05/04/2017 | Claimant(s): Jedd Levine, Jon Burrows, Joseph Lucchese
Claimant Lawyers(s): Julie E. Ravis
Respondent(s): Divine Capital Markets LLC
Respondent Lawyers(s): Barry Bordetsky
Arbitrator(s): Keely D. Parr, Ellyn S. Roth, Matthew Megally
Hearing Site: New York, NY
| | |
| 16-00281 | 02/13/2017 | Claimant(s): Iris Hahn
Claimant Lawyers(s): David Edgar Bamberger
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Keely D. Parr, Joyce Clayborne, Joanne Park
Hearing Site: New York, NY
| | Expungement |
| 15-02218 | 02/08/2017 | Claimant(s): Diane Aurelio
Claimant Lawyers(s): Diane Aurelio
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Keely D. Parr, Amy Kaplan Eckman, Diana Lucerene Armstrong-Walker
Hearing Site: New York, NY
| | |
| 16-02622 | 02/06/2017 | Claimant(s): Primary Capital
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Frank Decillis, Michael Vitulli
Respondent Lawyers(s): Frank Richard Decillis, Michael Joseph Vitulli
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | |
| 15-01808 | 12/08/2016 | Claimant(s): Johanna Pischel, Michael Pischel
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Kurt Uzbay, Morgan Stanley Smith Barney
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Lincoln W. Craighead, Keely D. Parr, Alexander Paul Corner
Hearing Site: New York, NY
| | Expungement |
